NEW YORK
111 Broadway

8th Floor

New York, NY 10006

p: (212) 571-1255

f: (212) 571-1167

NEW JERSEY
111 Town Square Place

Suite #1203

Jersey City, NJ 07310

p: (973) 685-6747

WISCONSIN
1101 State Highway 69

2nd Floor

New Glarus, WI 53574

p: (608) 527-2752

Copyright © 2004-2018 Phillipson & Uretsky, LLP

MEDIA

PULLP client SWK Rings Nasdaq Opening Bell August 21, 2015 — PR Newswire

PULLP client SWK Rings Nasdaq Opening Bell [VIDEO] August 21, 2015 — PR Newswire

PULLP Partner, Jonathan Uretsky at far left

COMPLY-Altering documents trips up brokerage staff, triggers headaches December 4, 2014 — Thomson Reuters

SEC Slaps Wells with $5M Fine for Insider Trading Failures September 23, 2014 — FundFire

SEC's Fleming Pushes to Charge Advisors to Fund Exams August 22, 2014 — FundFire

New case alleges improprieties at Wall St. watchdog February 24, 2014 — Thomson Reuters

Finra Wins OK for Plan to Publicize More Actions Vs. Brokers June 24, 2013 — The Wall Street Journal

Email Failures Can Hurt Brokers, Too May 30, 2013 — The Wall Street Journal

Data Sheds Light on All-Public Arbitration Outcome [VIDEO] December 19, 2012 — The Wall Street Journal

Data Sheds Light on All-Public Arbitration Outcomes November 20, 2012 — The Wall Street Journal

Morgan Keegan and ex-NBA star in dispute over interest November 19, 2012 — Thomson Reuters

Exclusive: Merrill misstep may hurt battle vs. broker claims May 25, 2012 — Thomson Reuters

3rd DCA unmoved by Miami Beach millionaire's appeal over Amex charge January 25, 2012 — Daily Business Review

Sophisticated Investor Defense Losing Steam January 20, 2012 — The Wall Street Journal

The legal landscape for MF Global's Jon Corzine November 2, 2011 — Thomson Reuters

Intersection Ahead: The Perils of Parallel Proceedings — Continuing Legal Education Course

Finra fines five brokerages for improper 'handling fees' September 7, 2011 — Thomson Reuters News & Insight

Lehman Pursues Former Brokers' Bonuses August 16, 2011 — Wall Street Journal

What The Credit Downgrade Means For You [VIDEO] August 7, 2011 — NBC New York

Will Ferrell, Others Lose Case Against J.P. Morgan November 18, 2010 — Wall Street Journal

When The SEC Calls Your Clients [VIDEO] September 17, 2010 — Market Watch

No Pity for Advisers Who Overcharge August 4, 2010 — Financial Adviser by Dow Jones

Finra Panel Orders JP Morgan To Pay Customer More Than $2M July 18, 2010 — Securities News & Law Directory

Arbitration Awards Are Too Mysterious May 10, 2010 — Financial Adviser by Dow Jones

COMPLIANCE WATCH: Arbitration Awards Are Too Mysterious May 6, 2010 — The Wall Street Journal

Industry Frets Over SEC Custody Proposal May 18, 2009 — The Compliance Exchange

Industry Frets Over SEC Custody Proposal May 18, 2009 — The Wall Street Journal

Facing Judgement June 23, 2008 — JCU, traderdaily.com

But the Oracle Said It Was OK. January 1, 2008 — JCU, traderdaily.com

There's A New Sheriff in Town August 3, 2007 — JCU, traderdaily.com

Press Tycoon Done In by Videotape July 13, 2007 — JCU, traderdaily.com

Another Mission Accomplished Goes Unaccomplished February 22, 2007 — JCU, traderdaily.com

Securities Arbitration vis a vis Securities Litigation: To Be or Not To Be March 2006 — Bloomberg Law Reports®

Halftime at the Enron Trial March 28, 2006 — JCU, traderdaily.com

The Top 5 of ‘05 December 27, 2005 — JCU, traderdaily.com

The Sheriff of Wall Street or Just Another Wall Street Lawyer? December 2, 2005 — JCU, traderdaily.com

Bad News, Except for the Lawyers October 17, 2005 — JCU, traderdaily.com

Greed Is Good : Not Anymore September 21, 2005 — JCU, traderdaily.com

Down On the Bayou August 29, 2005 — JCU, traderdaily.com

Choices and Lies, or Evil? February 7, 2006 — JCU, traderdaily.com

Prevailing Against Customer Claims May 24, 2005 — American Conference Institute